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- Original Article -
Novel association between sperm deformity index and
oxidative stress-induced DNA damage in infertile male patients
Tamer M. Said1, Nabil
Aziz2, Rakesh K. Sharma1, Iwan
Lewis-Jones2, Anthony J. Thomas
Jr1, Ashok Agarwal1
1Center for Advanced Research in Human Reproduction, Infertility and Sexual Function, Glickman Urological Institute
and Department of Obstetrics-Gynecology, The Cleveland Clinic Foundation, Cleveland, Ohio 44195, USA
2Reproduction Medicine Unit, Liverpool Women's Hospital, Liverpool L87SSS, UK
Abstract
Aim: To investigate the impact of abnormal sperm morphology using the sperm deformity index (SDI) on reactive
oxygen species (ROS) production and its correlation with sperm DNA damage.
Methods: Semen samples were collected from men undergoing infertility screening
(n = 7) and healthy donors (n = 6). Mature spermatozoa were
isolated and incubated with 5 mmol/L ¦Â-nicotinamide adenine dinucleotide phosphate (NADPH) for up to 24 h to
induce ROS. Sperm morphology was evaluated using strict Tygerberg's criteria and the SDI. ROS levels and DNA
damage were assessed using chemiluminescence and terminal deoxynucleotidyl transferase-mediated
fluorescein-dUTP nick end labeling (TUNEL) assays, respectively. Results: SDI values (median [interquartiles]) were higher in
patients than donors (2 [1.8, 2.1] vs. 1.53 [1.52, 1.58],
P = 0.008). Aliquots treated with NADPH showed higher
ROS levels (1.22 [0.3, 1.87] vs. 0.39 [0.1, 0.57],
P = 0.03) and higher incidence of DNA damage than those not
treated (10 [4.69, 24.85] vs. 3.85 [2.58, 5.1],
P = 0.008). Higher DNA damage was also seen following 24 h of
incubation in patients compared to donors. SDI correlated with the percentage increase in sperm DNA damage
following incubation for 24 h in samples treated with NADPH
(r = 0.7, P = 0.008) and controls
(r = 0.58, P = 0.04).
Conclusion: SDI may be a useful tool in identifying potential infertile males with abnormal prevalence of oxidative
stress (OS)-induced DNA damage. NADPH plays a role in ROS-mediated sperm DNA damage, which appears to be
more evident in infertile patients with semen samples containing a high incidence of morphologically abnormal
spermatozoa. (Asian J Androl 2005 Jun; 7: 121_126)
Keywords: ¦Â-nicotinamide adenine dinucleotide phosphate; oxidative stress; sperm deformity index; sperm DNA damage
Correspondence to: Prof. Ashok Agarwal, Center for Advanced
Research in Human Reproduction, Infertility and Sexual Function,
Glickman Urological Institute, The Cleveland Clinic Foundation,
9500 Euclid Avenue, Desk A19.1, Cleveland, OH 44195, USA.
Tel: +1-216-444-9485, Fax: +1-216-445-6049
E-mail: agarwaa@ccf.org
Received 2004-07-15 Accepted 2004-12-10
DOI: 10.1111/j.1745-7262.2005.00022.x
1 Introduction
Semen analysis including sperm morphology remains
the main pillar for male infertility work-up. However,
different methodologies for sperm morphology
assessment have remained controversial because of the lack of
a universally acceptable method. One drawback of
attempts to classify sperm into morphological subgroups
as proposed by WHO is that each individual sperm is
classified only once but may have several deformities.
Tygerberg's strict criteria has been proposed to
correlate with IVF outcome results [1]. However, it may not
serve as the best discriminator between normal and functionally impaired samples due to the lack of a cut-off
point for normal values. In a report by Menkveld et al. [2], the average percentage of normal forms in the fertile
population was 6.5 %, while in subfertile it was 3.0 %.
On the other hand, successful oocyte fertilization and
pregnancies have been reported in couples with 0 %
normal sperm morphology [3].
The sperm deformity index (SDI) is a novel
expression of sperm morphological assessment by the strict
Tygerberg's criteria for normal sperm morphology that
was reported to correlate with fertilization rates [4]. SDI
is a useful predictor in the identification of fertile and
infertile semen, and is more reliable than the multiple
anomalies index, which involves the assessment of only
abnormal sperm [5]. The fertilizing potential of the
semen sample may be compromised at sperm deformity
index >1.6 despite the presence of normal forms [4].
In defective spermiogenesis, there is failure of the
remodeling of sperm membrane components, which
results in morphologically abnormal spermatozoa that
exhibit cytoplasmic residues. The enzyme
glucose-6-phosphate dehydrogenase (G6PD) is excessively present in
sperm residual cytoplasm and generates ¦Â-nicotinamide
adenine dinucleotide phosphate (NADPH). In turn, NADPH is used as a source of electrons by spermatozoa
to fuel the generation of reactive oxygen species (ROS)
production [6, 7].
A significant positive correlation was observed
between sperm ROS production and the proportion of sperm
with abnormal morphology characterized by high SDI
scores [8]. High levels of ROS lead to oxidative stress
(OS), which is one of the leading causes of sperm DNA
damage [9]. Despite the protective tight packaging of
the sperm DNA, deoxyribonucleic acid bases and phosphodiester backbones are susceptible to peroxidation
[10]. Moreover, spermatozoa are particularly
susceptible to OS due to their limited antioxidant defenses and
the presence of large quantities of polyunsaturated fatty
acids in their plasma membranes [11].
The prevalence of spermatozoa with fragmented DNA
is considered among the most common causes for male
infertility that may pass undetected [12]. The
correlation between sperm morphology and DNA integrity
remains controversial. The objective of our study was to
investigate the impact of abnormal sperm morphology
using SDI on NADPH-mediated ROS production and its
correlation with sperm DNA damage.
2 Materials and methods
2.1 Subject selection
The present study was approved by the Institutional
Review Board of the Cleveland Clinic Foundation.
Semen samples were collected from men undergoing
infertility screening (n = 7) and healthy donors
(n = 6). Samples with a sperm concentration < 20¡Á106/mL and < 2.0/mL volume were excluded from our study to
ensure the presence of sufficient spermatozoa for all our
planned evaluations.
2.2 Semen collection and evaluation
Semen specimens were collected by masturbation after 48 to 72 h of abstinence. After liquefaction at
37 ¡æ for 20 min, 5 mL of each specimen was loaded on
a 20 micron Microcell chamber (Conception Technologies,
San Diego, USA) and analyzed for sperm concentration
and motility. All specimens were examined for white
blood cell (WBC) contamination by using myeloperoxidase
(Endtz) staining. Semen samples containing > 1
¡Á106 WBCs/mL were excluded to avoid ROS generation
from potentially non-spermatozoal cells.
2.3 Assessment of sperm morphology
For morphological evaluations, seminal smears were
stained with Giemsa stain (Diff-Quik, Baxter Scientific
Products, McGaw Park, USA). Slides were coded (Andrology Laboratories, Cleveland Clinic Foundation)
and evaluated by the investigator (N. Aziz, Liverpool
Women's Hospital, Liverpool, UK). A total of 100
spermatozoa were scored per slide using bright field
illumination and an oil immersion objective with a total
magnification of ¡Á2000. At least ten high-power fields
selected at random from different areas of the slide were
examined. A calibrated micrometer on the eyepiece of
the light microscope was used to measure sperm dimensions.
All slides were assessed using a morphological
classification based on applying the strict Tygerberg's
criteria for normal sperm morphology [13]. A multiple entry
scoring technique was adopted in which an abnormal
sperm was classified more than once if more than one
deformity was observed. The SDI was calculated by
dividing the total number of deformities observed by the
number of sperm randomly selected and evaluated,
irrespective of their morphological normality. Therefore,
the ratio of the number of deformed sperm to the num
ber of deformities in each sperm should not affect the
final results of the SDI.
2.4 Sample preparation and induction of ROS by
exogenous NADPH
In order to separate predominantly mature spermatozoa, the liquefied semen was loaded onto a 47 %
and 90 % discontinuous ISolate gradient (Irvine Scientific,
Santa Ana, USA) and centrifuged at
500 ¡Á g for 20 min. The resulting 90 % pellet (mature spermatozoa) was
aspirated, re-suspended in Biggers, Whitten-Whittingham
media (BWW, Irvine Scientific, Santa Ana, USA) and
the assessment of the sperm parameters including
morphology was repeated. The mature sperm suspension
was further subdivided into two aliquots and each
aliquot was incubated with 5 mmol/L NADPH (Sigma, St
Louis, USA) for 0 and 24 h respectively at 37 ¡æ and
5 % CO2. Each aliquot had its corresponding control
without NADPH.
2.5 Measurement of ROS
ROS levels in all fractions were measured in 400 ¦ÌL
aliquots containing > 2 million sperm/mL using 4 ¦ÌL of
25 mmol/L lucigenin (bis-N-methylacridnium nitrate,
Sigma, St Louis, USA) at final concentration of 0.25
mmol/L. Negative controls were prepared by adding equal
volume of lucigenin to 400 ¦ÌL of PBS. ROS levels were
determined by chemiluminescence assay using a luminometer (model: LKB 953, Berthold Technologies,
Bad-Wilbad, Germany) for 15 min, and expressed as
¡Á106 counted photons per min (cpm) per 20 million sperm.
2.6 Evaluation of DNA fragmentation
Sperm DNA strand breaks were evaluated using a flow cytometric terminal deoxynucleotidyl
transferase-mediated fluorescein-dUTP nick end labeling (TUNEL)
assay kit (Apo-Direct, BD Biosciences, Mississauga,
USA) as established earlier [14]. Data acquisition was
performed within 3 h on a flow cytometer equipped with
488 nm argon laser as a light source (Becton Dickinson
FACScan, San Jose, USA). A minimum of 10 000
spermatozoa were examined for each assay at a flow rate of
< 100 cells/second. Fluorescein isothiocyanate (FITC)
(log green fluorescence) was measured on FL1 channel
(Y-axis) and the PI (linear red fluorescence) on the FL2
channel (X-axis). Data were processed using FlowJo
v4.4.4 software (Tree Star Inc., Ashland, OR, USA).
2.7 Statistical analysis
Patient and donor groups were compared using the
Mann_Whitney test. Within-group differences between
samples and controls were assessed using the Wilcoxon
matched-pairs test. Correlation between variables was
assessed using non-parametric Spearman's (r). Sample
size was sufficient to detect significant difference
between groups. Summary statistics are presented as
median and interquartiles (25th and 75th percentile). All
hypothesis testing was 2-tailed, with a significance level
of 0.05.
3 Results
In the neat semen samples, sperm count, motility
and morphology were comparable in both patient and
donor groups. The median and interquartile values (25 %,
75 % percentiles) of sperm count, motility, percentage
sperm with normal morphology, prevalence of
cytoplasmic droplets and SDI scores in mature spermatozoa
isolated by double density centrifugation are illustrated in
Table 1. In this isolated fraction, patients had higher
SDI scores compared to donors (P = 0.008). Patients
also had a higher number of cytoplasmic residues
compared to donors (P = 0.004), while the median
percentages of sperm with normal morphology applying the strict
Tygerberg's criteria showed no significant difference in
both groups. Only one sample in the donor group
(n = 6) had SDI > 1.6, while 6 samples in the patient group
(n = 7) had SDI > 1.6.
The increase in ROS levels following incubation was
calculated as the difference between 24- and 0-h values.
The median increase in ROS levels was significantly
higher in aliquots exposed to NADPH compared to the
unexposed aliquots (1.22 [0.3, 1.87] vs. 0.39 [0.1,
0.57], P = 0.03). However, ROS levels were
comparable between patient and donor groups before and after
a 24-h incubation, regardless of NADPH exposure.
Similarly, the increase in DNA damage levels
following incubation was calculated as the difference between
24 h and 0 h values. Aliquots treated with NADPH (from
patients and donors) showed significantly higher
incidence of increased DNA damage than those not treated
(10 [4.69, 24.85] vs. 3.85 [2.58, 5.1],
P = 0.008). The increase in DNA damage seen after 24 h following
incubation was significantly higher in patients compared with
donors in aliquots exposed to NADPH (16.56 [11.29,
40] vs. 4.4 [3.92, 5.25], P = 0.007) and in controls aliquots
Figure 1. Increase in sperm DNA damage in samples (treated with NADPH) and controls (without NADPH) following incubation for 24 h in patients undergoing infertility screening and donors. Values represent median and interquartile (25%, 75% percentiles). bP<0.005 considered significant comparing patient to donor groups using the Mann-Whitney test.
4 Discussion
We have detected higher SDI scores in a
heterogeneous group of males undergoing infertility screening
compared to donors. On the other hand, we found that
the percentages of sperm with normal morphology applying the strict Tygerberg's criteria were comparable in
both groups. Therefore, this slight aberration from
normal may be a reason for infertility. In addition, it reflects
that the SDI may be capable of distinguishing semen
samples with potentially impaired fertility.
Samples with an SDI higher than 1.6 were previously described to have decreased fertilizing potential [4].
This observation consistent with our current results, in
which almost all patients undergoing infertility screening
(6/7) had an SDI >1.6 despite the presence of equivocal
sperm concentration and motility.
Exposure of spermatozoa to exogenous NADPH has been shown to result in a dose-dependent increase in
ROS. However, high concentrations of NADPH are required to increase its intracellular concentration for
significant ROS induction since the substrate is membrane
impermeable [15]. Based on results of our pilot study,
we have selected to use exogenous NADPH in a
concentration of 5 mmol/L as a model for increased ROS
production by spermatozoa. Using this model, we were
able to detect an increase in ROS levels with a
simultaneous increase in sperm DNA fragmentation following
exogenous addition of NADPH.
Patients undergoing infertility screening had a
significantly higher increase in sperm DNA damage
compared to healthy donors. Significantly higher SDI scores
and sperm with cytoplasmic residues were also noted in
these patients. Therefore, we hypothesize that
morphologically impaired spermatozoa that retain cytoplasmic
not exposed to NADPH (5.1 [3.87, 7.74] vs. 1.79 [2.87,
3.36], P = 0.03) (Figure 1).
Samples with an SDI score > 1.6 had higher increase
in DNA damaged sperm compared to those with an SDI
score <1.6 [9.76 (4.19, 16.16) vs. 3.98 (3.02, 5.09),
P = 0.04]. SDI scores correlated with the percentage
increase in sperm DNA damage following incubation for
24 h in samples exposed to NADPH (r = 0.7,
P = 0.008) as well as controls not exposed to NADPH
(r = 0.58, P = 0.04). Other sperm parameters assessed pre-
and post-double density centrifugation (sperm count,
motility, percentage sperm with normal morphology and
percentage sperm with cytoplasmic droplet) showed no
correlation with the sperm DNA damage.
residues may be more susceptible to DNA damage. High
levels of ROS appear to mediate such damage. Increased
ROS production may be attributed to NADPH, which is
mediated by G6PD abundant in cytoplasmic residues.
Our results are consistent with a previously published
report that documents the presence of impaired DNA
integrity in semen samples with abnormal sperm
parameters in absence of leukocytospermia [16].
The presence of increased DNA damage following prolonged incubation in the absence of exogenous NADPH
in patients undergoing infertility screening further
supports our hypothesis that morphologically impaired
spermatozoa are susceptible for DNA damage. These samples
had an increased SDI and cytoplasmic residues, which
may result in increased ROS production [17]. Our present
results also establish for the first time a potential
correlation between the SDI scores and sperm DNA damage.
However, our results showed no correlation between
sperm DNA integrity and percentage normal sperm morphology, sperm concentration and sperm motility as
reported previously [18, 19]. The difference in the
assays used for evaluation in addition to the difference in
the study population and the relatively larger number
included in these studies may explain the discrepancy.
In the last decade, the focus on the sperm genomic
integrity has been further intensified by the frustrating
low success rates of assisted reproductive techniques as
well as the concern of transmission of genetic diseases
through these techniques. The transmission of
defective paternal DNA may increase the incidence of genomic
imprinting errors leading to increased incidence of birth
defects [20].
Unfortunately, the heterogeneity of sperm
populations usually complicates proper DNA quality assessment.
The choice of which assay to be used for the evaluation
of the sperm chromatin status depends on many factors
such as the expense, the available laboratory facilities,
and the presence of experienced technicians. The
correlation between the morphological pattern of
spermatozoa and its DNA integrity in ejaculate may be an alternate
strategy. Since the increase in DNA damage was more
marked in samples with an SDI > 1.6, our preliminary
findings suggest that samples with high SDI scores may
be more likely to present with prevalent DNA fragmented
sperm. However, our study has limitations due to small
sample size and our findings require further validation.
In conclusion, our preliminary results suggest that
SDI may be a useful tool to detect the prevalence of
sperm DNA damage and to identify potential infertile men.
Infertile patients with semen samples containing high
proportion of sperm morphological abnormalities
specifically cytoplasmic droplets may be more susceptible
to develop ROS-mediated sperm DNA damage.
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